
Kimball Cannon
Securities attorney and former SEC enforcement counsel specializing in regulatory reform and SEC enforcement practices.
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Jul 23, 2026
SEC Roundup Ep 102: Regulation by Delay - How the SEC has Weaponized the Wells Process
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8:27Nick MorganHOST
Maybe you could, just to put a little flesh on the issue, can you talk about, on a no-names basis, of course.

Kimball CannonGUEST
I actually mainly do litigation and work in artificial intelligence, so I'm not doing a lot of... sort of an interest of mine, and I think an interest because I'm very interested in the commission furthering its missions of improving transparency and capital formation, and I think that this goes right to that.

Kimball CannonGUEST
But the one article that I talk about, the one investigation I talk about in the articles concerns a 2022 investigation into Precious Metals IRA investing.

Kimball CannonGUEST
The original case was brought in 2023 under former, you know, Chairman Gensler.

Kimball CannonGUEST
And, you know, people in the practice may recall there were other Precious Metal cases.
