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Greg Ruppert

Greg Ruppert

FINRA Executive Vice President and Chief Regulatory Operations Officer, and former FBI Special Agent focused on financial crimes.

Sep 1, 2026

27:03
accelerating these efforts, strengthening them? Are you beginning to work with agentic AI tools or managing the emergence of agentic AI in the surrounding landscape? Talk about AI.
27:21
Yeah, this is a great area, and it's moving so fast.
27:24
So I think we've invested both internally and externally in how we approach it.
27:30
So I'll kind of break it down of what we're doing internally and how that influences kind of some of our functions externally.
27:38
But then we also derive intelligence externally to help influence us internally.
27:43
So I think for us, it's definitely a combined approach.
27:49
much like the other things I've talked about with the ability for us to create kind of internal fusion cells.

15 MINS LATER

42:29
How serious is the seeming growth of this problem, and how is it really going to be countered by FINRA and the whole ecosystem?

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