Skip to main content

David Reeve

Jun 22, 2026

21:21
What are you guys doing?
21:22
Our, our, uh, products-- So we've got a whole platform, uh, that support, I'll call it pre-trade compliance in the wealth management world.
21:31
And pre-trade is, is something that's evolved with most Western regulators in the last five or ten years, where they, where they say, you know, doing post-trade compliance isn't good enough.
21:40
You need to perform these, you know, pieces of analysis to essentially ensure, um, that it's in the investor's best interest.
21:48
The one area that I'll just speak to, and I could go on with, on a bunch of things we do, but, uh, th-this, this, this one trillion dollar that's rol-rolling from 401Ks to IRAs, I mean, that's a very compliance-focused event.
22:01
And so what our software ensures is that the advisor, when recommending a rollover to the investor, has performed all the required function, comparing cost, comparing service, comparing fit, and then providing kind of that data for the, the firm to be able to put some guardrails around what should and shouldn't, you know, be approved from a rollover perspective.
22:23
So, you know, this is a super regulated function that we're focused on.
23:22
Is that part of it? Is that what is causing it is these rollovers?

We value your privacy

We use cookies to understand how you use our platform and to improve your experience. Click “Accept All” to consent, or “Decline non-essential” to opt out of non-essential cookies. Read our Privacy Policy.