
Self-regulatory organization
Organization typeWikipedia
15
MENTIONS
2
EPISODES
2
PODCASTS
Search complete. 15 mentions across 2 episodes found for "Self-regulatory organization".
Sep 29, 2026
Who’s Watching the AI Watchdogs?
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2:35Theresa HouckHOST
Neither government agencies nor AI companies themselves should be responsible for overseeing AI.
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2:41Theresa HouckHOST
Instead, they propose creating an independent, self-regulatory organization, SRO.
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2:47Theresa HouckHOST
modeled after organizations such as the Finance Industry Regulatory Authority, to establish standards, evaluate high-risk systems, and provide ongoing insight.
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2:56Theresa HouckHOST
For technology leaders, the outcome would eventually influence AI procurement requirements, vendor evaluations, compliance obligations, third-party risk assessments, and board-level governance expectations.
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5:13Theresa HouckHOST
Critics also worry that rigid regulations could quickly become outdated or unintentionally favor today's dominant vendors.
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5:20Theresa HouckHOST
The Cloud Securities Alliance notes that the debate is increasingly shifting from whether AI systems should be independently evaluated to who should perform those evaluations and how those evaluators can remain independent and trustworthy.
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5:33Theresa HouckHOST
What is an AI self-regulatory organization? An anti-self-regulatory organization, or SRO, would oversee AI standards and evaluations outside a traditional government agency.
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5:45Theresa HouckHOST
Supporters see it as an alternative to government regulation or industry self-policing.
18. Professional Money Managers and Their Influence
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9:42Robert ShillerHOST
FINRA says that if you want to become a financial advisor, you have to pass a series of They call it Series 65 or 66 exam and then you are eligible according to FINRA.
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10:01Robert ShillerHOST
FINRA is an example of a SRO, a self-regulatory organization.
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10:07Robert ShillerHOST
The government in the United States doesn't want to be making all the rules.
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10:11Robert ShillerHOST
They allow industry groups to form their own self-policing organizations.
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10:17Robert ShillerHOST
FINRA is the Organization for Financial Advisors and that is an SRO and the SEC accepts their licensing.
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10:27Robert ShillerHOST
That's what you have to do to become a financial advisor.
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36:21Robert ShillerHOST
They don't charge high management fees.