Municipal Securities Rulemaking Board
The Municipal Securities Rulemaking Board (MSRB) was established by Congress in 1975 with the mission to protect investors, issuers and the public interest and to promote efficiency, competition and capital formation. MSRB is a private, self-regulatory organization governed by an independent board of directors with market knowledge and expertise. MSRB does not receive federal appropriations and is funded primarily through fees paid by regulated entities. MSRB is overseen by Congress and the Securities and Exchange Commission.www.msrb.org
26
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Search complete. 26 mentions across 20 episodes found for "Municipal Securities Rulemaking Board".
Oct 28, 2026
BenHOST
private but with the sec looking over its shoulder then the msrb municipal bonds they write the muni rules so they're the ones who find a dealer who breaks them
MayaHOST
This is where people slip.
MayaHOST
The MSRB writes rules for broker-dealers, bank dealers, and municipal advisors in the municipal market.
MayaHOST
But it isn't responsible for enforcing them.
MayaHOST
Enforcement rests with the SEC, FINRA, and the federal bank regulators.
BenHOST
A rulebook with no whistle? Sounds toothless.
MayaHOST
Congress gave the MSRB rulemaking, and not the power to examine or enforce.
MayaHOST
And the MSRB points to an upside.
speaker_4NARRATOR
PRG and its affiliates do not offer legal or tax advice.
speaker_4NARRATOR
Douglas Goldstein is a registered representative of PRG, member FINRA, SIPC, MSRB, and FSI.
speaker_4NARRATOR
Accounts are carried by Pershing LLC, a subsidiary of the Bank of New York Mellon Corporation, member NYSE, and SIPC.
speaker_2NARRATOR
PRG and its affiliates do not offer legal or tax advice.
speaker_2NARRATOR
Douglas Goldstein is a registered representative of PRG, member FINRA, SIPC, MSRB, and FSI.
speaker_2NARRATOR
Accounts are carried by Pershing LLC, a subsidiary of the Bank of New York Mellon Corporation, member NYSE, and SIPC.
speaker_2NARRATOR
Bye.
speaker_2NARRATOR
PRG and its affiliates do not offer legal or tax advice.
speaker_2NARRATOR
Douglas Goldstein is a registered representative of PRG, member FINRA, SIPC, MSRB, and FSI.
speaker_2NARRATOR
Accounts are carried by Pershing LLC, a subsidiary of the Bank of New York Mellon Corporation, member NYSE, and SIPC.
speaker_2NARRATOR
Bye.
speaker_2UNKNOWN
PRG and its affiliates do not offer legal or tax advice.
speaker_2UNKNOWN
Douglas Goldstein is a registered representative of PRG, member FINRA, SIPC, MSRB, and FSI.
speaker_2UNKNOWN
Accounts are carried by Pershing LLC, a subsidiary of the Bank of New York Mellon Corporation, member NYSE, and SIPC.
speaker_2UNKNOWN
Bye.
speaker_2NARRATOR
PRG and its affiliates do not offer legal or tax advice.
speaker_2NARRATOR
Douglas Goldstein is a registered representative of PRG, member FINRA, SIPC, MSRB, and FSI.
speaker_2NARRATOR
Accounts are carried by Pershing LLC, a subsidiary of the Bank of New York Mellon Corporation, member NYSE, and SIPC.
speaker_2NARRATOR
Bye.
speaker_2NARRATOR
PRG and its affiliates do not offer legal or tax advice.
speaker_2NARRATOR
Douglas Goldstein is a registered representative of PRG, member FINRA, SIPC, MSRB, and FSI.
speaker_2NARRATOR
Accounts are carried by Pershing LLC, a subsidiary of the Bank of New York Mellon Corporation, member NYSE, and SIPC.
speaker_2NARRATOR
Thank you.
speaker_2UNKNOWN
PRG and its affiliates do not offer legal or tax advice.
speaker_2UNKNOWN
Douglas Goldstein is a registered representative of PRG, member FINRA, SIPC, MSRB, and FSI.
speaker_2UNKNOWN
Accounts are carried by Pershing LLC, a subsidiary of the Bank of New York Mellon Corporation, member NYSE, and SIPC.
speaker_2UNKNOWN
Thank you.
speaker_2UNKNOWN
PRG and its affiliates do not offer legal or tax advice.
speaker_2UNKNOWN
Douglas Goldstein is a registered representative of PRG, member FINRA, SIPC, MSRB, and FSI.
speaker_2UNKNOWN
Accounts are carried by Pershing LLC, a subsidiary of the Bank of New York Mellon Corporation, member NYSE and SIPC.
speaker_2UNKNOWN
[upbeat music]
speaker_2UNKNOWN
PRG and its affiliates do not offer legal or tax advice.
speaker_2UNKNOWN
Douglas Goldstein is a registered representative of PRG, member FINRA, SIPC, MSRB, and FSI.
speaker_2UNKNOWN
Accounts are carried by Pershing LLC, a subsidiary of the Bank of New York Mellon Corporation, member NYSE and SIPC.
speaker_2UNKNOWN
[upbeat music]
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